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Catherine Carpenter

Catherine Carpenter

Assistant Vice President, Client Relations and Strategic Initiatives

As Assistant Vice President of Client Relations and Strategic Initiatives, Ms. Carpenter’s responsibilities include opening new private wealth management accounts, handling client requests, and working with the Private Wealth Portfolio Managers to ensure that they have the reports and presentations needed for their clients. Prior to joining the Firm in May 2012, Ms. Carpenter worked at Wealth Preservation Solutions (WPS) where she was the Supervisor of Investment Operations. In this role, she was responsible for overseeing the Investment Operations Department, which included all aspects of client service. Prior to WPS, Ms. Carpenter worked at Bank of America Merrill Lynch’s Broadcort division, where her duties included Trader Support and Client Services. Ms. Carpenter attended Rutgers University, and is currently attending the University of Phoenix, where she is scheduled to complete her degree in Business Administration.

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