Short Duration Convertible Bond

Seeks to generate asymmetric returns by investing in short-term domestic convertible bonds

Leverage an under-utilized asset class: A portfolio composed of short-term convertible bonds may offer investors liquid, lower beta, lower volatility-type exposures
Risk/reward: Invest in bonds that we believe have a strong likelihood to repay principal at maturity or put date, and strive to build portfolios having attractive upside/downside capture ratios, attractive yields, and strong cash flows
Preserve capital: Investment returns are expected to be driven by the optionality inherent in short-term, out-of-the-money convertibles while the structural benefits of a short duration portfolio priced near par value enhance capital preservation

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Ray Lam, CFA: Senior Vice President &
Associate Portfolio Manager
Short Duration Convertible Bonds


Mitchell Leung, CFA: Senior Vice President &
Associate Portfolio Manager
Long Convertible Securities

Wednesday, October 06, 2021
Palisade Capital Management Ranked Among Top 100 Financial Advisors by CNBC
Posted in Announcements: Palisade Capital Management is thrilled to announce that the firm has been included in CNBC’s ranking of the top 100 financial advisory firms in 2021. This is the second consecutive year that Palisade has received this prestigious honor. The “CNBC FA 100” celebrates advisory firms that top the list with regard to offering comprehensive planning and financial services that help clients navigate their financial lives. Rankings take into consideration factors beyond assets under management and are based on a proprietary methodology developed by CNBC in partnership with data provider AccuPoint Solutions. In preparing the CNBC FA 100, data was culled from thousands of advisory firms.; Read More

Tuesday, October 12, 2021
Palisade Capital Management Chief Investment Officer Dan Veru Appears on CNBC’s “Worldwide Exchange”
Posted in Media Appearances: On October 12, 2021, Palisade Capital Management Co-Chairman and Chief Investment Officer Dan Veru appeared on CNBC’s "Worldwide Exchange" to discuss the launch of Palisade's new Small-mid (SMID) Cap Core Equity strategy.; Read More

Thursday, October 07, 2021
Palisade Capital Management Co-Chairman and Chief Executive Officer Alison Berman Interviewed by CNBC
Posted in Media Appearances: On October 7, 2021, Palisade Capital Management President and CEO Alison Berman discussed the financial services industry’s diversity challenges with CNBC. Please click the link below to read the full article.; Read More